Alternative Investment Market (AIM)

This review provides detailed eligible market due diligence for Alternative Investment Market (AIM).

Alternative Investment Market (AIM) is located in the United Kingdom and is regulated by the London Stock Exchange.

This review will allow users to establish if a market is UCITS eligible and whether Alternative Investment Market (AIM) is regulated, operates regularly, and is open to the public.

Exchange Reviews

Included within the due diligence review is information on:

General Country Information

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    Is the British Pound (GBP) freely convertible?
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    Is the United Kingdom an OECD or FATF member country?
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    What is the corruption score for the United Kingdom?
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    Ease of repatriation of capital.

Market Regulations

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    Is the Financial Conduct Authority a statutory body?
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    What complaints mechanisms are in place?
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    Market Surveillance.

Listing Rules

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    What are the capital requirements for companies listed on Alternative Investment Market (AIM)?
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    Do companies listed on AIM have to publish a prospectus and audited annual financial statements?
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    Does Alternative Investment Market (AIM) have the power to delist securities?

Broker and Member Rules

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    How are brokers supervised on Alternative Investment Market (AIM)?
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    Does AIM have a guarantee fund?
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    What sanctions can be imposed on brokers?
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    What are the capital requirements for brokers on AIM?

Market Transparency & Trading

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    What are the trading hours for Alternative Investment Market (AIM)?
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    What instruments are listed on AIM?
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    Is there daily market information available?

Clearing and Settlement

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    What is the settlement cycle on Alternative Investment Market (AIM)? (e.g T+2, T+3, T+4)
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    What is the settlement method on AIM? (DVP, FOP)
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    Is there a Central Counterparty?
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    Are securities dematerialized?
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    RTGS v Netting?
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    How are securities registered?

Liquidity

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    No. of Listed Securities
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    Market Capitalisation
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    Market Concentration
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    Market Trading
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    Share Turnover Velocity
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    Trades Per Day

Key Risks

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    What are the key risks of the market?
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