Friday May 23 2025
News Source: Global Exchanges
Focus: General - Global Exchanges
Type: General
Country: India
On 14th May 2025, the Securities and Exchange Board of India (SEBI) announced that to enhance financial consumer protection alongside enhanced financial inclusion and financial literacy and in view of the recent developments in the securities market including introduction of Online Dispute Resolution (ODR) platform and SCORES 2.0, it has been decided to modify the investor charter for RTAs.
All the registered RTAs shall take necessary steps to bring the Investor Charter to the notice of existing and new shareholders by way of
- disseminating the Investor Charter on their websites/through e-mail;
- displaying the Investor charter at prominent places in offices;
The Registrar Association of India (RAIN) shall also disseminate the Investor Charter on its website
Additionally, in order to ensure transparency in the Investor Grievance Redressal Mechanism, all the registered RTAs shall continue to disclose on their respective websites, the data on complaints received against them or against issues dealt by them and redressal thereof, latest by 7th of succeeding month.
These disclosure requirements are in addition to those already mandated by SEBI.
The provisions of this circular shall come into force with immediate effect.
Click on the above link for further information
