Monday September 14 2026
News Source: Global Exchanges
Focus: Stock Exchange Regulation
Type: General
Country: New Zealand
On 14th September 2026, New Zealand Stock Exchange (NZX) issued an announcement regarding the amendments to the NZX Participant Rules, Procedures, and Client Asset Guidance Note arising out of the Client Asset review.
Following consultation in December 2025, NZX has determined to amend the Participant Rules in relation to the requirements placed on Market Participants Accepting Client Assets (Market Participants) when handling Client Assets.
The amendments clarify the obligations applying to Market Participants and ensure the requirements under the Participant Rules align with existing market practices and regulatory expectations. The amendments include changes to the Client Asset Guidance Note, as well as the NZX Participant Procedures. Below are the amendments:
The updated Participant Rules and Procedures will become effective on Monday 12 October.
Click on the above link for further information
