THAILAND: SEC Proposes Revision for Intermediary Reporting Rules

Friday September 13 2019

On 10^th September 2019, the Securities & Exchange Commission of Thailand (SEC) proposed revisions to the rules concerning intermediary reporting to support the sufficient disclosure of information for the supervision and risk assessment of intermediaries and the monitoring of industry development, to prevent excessive burdens on securities and derivatives intermediaries.

The proposed revision covers the reporting forms in line with the changes in the New Thai Financial Reporting Standards (Financial Instruments) which will be effective from 1^st January 2020.

Click on the above link for further information.