NYSE American (Options)

This review provides detailed eligible market due diligence for NYSE American (Options).

NYSE American (Options) is located in United States and is regulated by the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA) and Commodity Futures Trading Commission (CFTC).

This review will allow users to establish if a market is UCITS eligible and whether NYSE American (Options) is regulated, operates regularly, and is open to the public.

Exchange Reviews

Included within the due diligence review is information on:

General Country Information

  • line
    Is the US Dollar- (USD) freely convertible?
  • line
    Is the United States an OECD or FATF member country?
  • line
    What is the corruption score for the United States?
  • line
    Ease of repatriation of capital.

Market Regulations

  • line
    Is Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA) and Commodity Futures Trading Commission (CFTC). a statutory body?
  • line
    What complaints mechanisms are in place?
  • line
    Market Surveillance.

Listing Rules

  • line
    What are the capital requirements for companies listed on NYSE American (Options)?
  • line
    Do companies listed on NYSE American (Options) have to publish a prospectus and audited annual financial statements?
  • line
    Does NYSE American (Options) have the power to delist securities?

Broker and Member Rules

  • line
    How are brokers supervised on NYSE American (Options)?
  • line
    Does NYSE American (Options) have a guarantee fund?
  • line
    What sanctions can be imposed on brokers?
  • line
    What are the capital requirements for brokers on NYSE American (Options)?

Market Transparency & Trading

  • line
    What are the trading hours for NYSE American (Options)?
  • line
    What instruments are listed on NYSE American (Options)?
  • line
    Is there daily market information available?

Clearing and Settlement

  • line
    What is the settlement cycle on NYSE American (Options)? (e.g T+2, T+3, T+4)
  • line
    What is the settlement method on NYSE American (Options)? (DVP, FOP)
  • line
    Is there a Central Counterparty?
  • line
    Are securities dematerialized?
  • line
    RTGS v Netting?
  • line
    How are securities registered?

Liquidity

  • line
    No. of Listed Securities
  • line
    Market Capitalisation
  • line
    Market Concentration
  • line
    Market Trading
  • line
    Share Turnover Velocity
  • line
    Trades Per Day

Key Risks

  • line
    What are the key risks of the market?
stock-exchange-coverage
latest-stock-exchange-news
market-comparison

Start Your 7 Day Free Trial Today!

Start your free trial now and access our online portal that provides detailed due diligence of global securities & derivatives markets
7-DAY FREE TRIAL

Watch Our Video

Key Features

  • line
    180+ stock market reviews on a single platform
  • line
    Comprehensive coverage including emerging markets in Europe, South America, Africa and Asia
  • line
    Full consideration of all UCITS eligibility requirements
  • line
    Key risks summaries updated weekly
  • line
    Continuous dialogue with regulators and exchanges
  • line
    Sophisticated platform – daily email alerts, compare and download pdfs and excels.
  • line
    Daily news updates
  • line
    Review source material available to download ensuring full transparency

Benefits

  • line
    Reduce due diligence costs
  • line
    Satisfy your UCITS requirements
  • line
    Save time analysing stock market eligibility
  • line
    Utilise the expertise of our regulatory research team to handle any additional eligible market queries
  • line
    Instant access to portal
  • line
    Bespoke packages available

Latest Developments

FREE Global Exchanges Trial

To access this review, sign up for a FREE trial of Global Exchanges: