The Stock Exchange of Hong Kong Limited

This review provides detailed eligible market due diligence for The Stock Exchange of Hong Kong Limited.

The Stock Exchange of Hong Kong Limited is located in Hong Kong and is regulated by the Securities and Futures Commission (SFC).

This review will allow users to establish if a market is UCITS eligible and whether The Stock Exchange of Hong Kong Limited is regulated, operates regularly, and is open to the public.

Exchange Reviews

Included within the due diligence review is information on:

General Country Information

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    Is the Hong Kong Dollar (HKD) freely convertible?
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    Is Hong Kong an OECD or FATF member country?
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    What is the corruption score for the Hong Kong?
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    Ease of repatriation of capital.

Market Regulations

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    Is Securities and Futures Commission (SFC) a statutory body?
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    What complaints mechanisms are in place?
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    Market Surveillance.

Listing Rules

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    What are the capital requirements for companies listed on The Stock Exchange of Hong Kong Limited?
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    Do companies listed on SEHK have to publish a prospectus and audited annual financial statements?
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    Does The Stock Exchange of Hong Kong Limited have the power to delist securities?

Broker and Member Rules

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    How are brokers supervised on The Stock Exchange of Hong Kong Limited?
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    Does SEHK have a guarantee fund?
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    What sanctions can be imposed on brokers?
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    What are the capital requirements for brokers on SEHK?

Market Transparency & Trading

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    What are the trading hours for The Stock Exchange of Hong Kong Limited?
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    What instruments are listed on SEHK?
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    Is there daily market information available?

Clearing and Settlement

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    What is the settlement cycle on The Stock Exchange of Hong Kong Limited? (e.g T+2, T+3, T+4)
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    What is the settlement method on SEHK? (DVP, FOP)
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    Is there a Central Counterparty?
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    Are securities dematerialized?
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    RTGS v Netting?
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    How are securities registered?

Liquidity

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    No. of Listed Securities
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    Market Capitalisation
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    Market Concentration
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    Market Trading
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    Share Turnover Velocity
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    Trades Per Day

Key Risks

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    What are the key risks of the market?
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